William WallerCRD Number: 5467541
Current Firm: M3f, Inc.
William Waller (CRD# 5467541) is an Investment Advisor Representative working at M3f, Inc. in Salt Lake City, UT and has over 2 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|M3f, Inc.||Salt Lake City, UT||Jul 2009 - Current||7|
|M3 Funds, LLC||Salt Lake City, UT||Aug 2007 - Current||9|
|Hovde Capital Advisors, LLC||Washington, DC||Apr 2005 - Jun 2007||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
Total Assets Under Management170MILLIONS
Total Number of Accounts1ACCOUNTS
Average Account Value$170,113,592
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)