William WallerCRD Number: 5467541
Current Firm: M3f, Inc.
William Waller (CRD# 5467541) is an Investment Advisor Representative working at M3f, Inc. in Salt Lake City, UT and has over 3 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|M3f, Inc.||Salt Lake City, UT||Jul 2009 - Current||8|
|M3 Funds, LLC||Salt Lake City, UT||Aug 2007 - Current||10|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
Total Assets Under Management336MILLIONS
Total Number of Accounts1ACCOUNTS
Average Account Value$336,263,449
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)