Michael Heridia (CRD# 1870395) is an Investment Advisor Representative working at Rubicon Investment Management & Analytics in Wimberley, TX and has over 35 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rubicon Investment Management & Analytics, LLC | San Antonio, TX | Feb 2015 - Current | 9 |
| Independent Insurance Sales | San Antonia, TX | Dec 1997 - Current | 26 |
| Rubicon Wealth Advisors, LLC | San Antonio, TX | Sep 2006 - Feb 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1988 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Other
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services
TX
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