Nicole Lopez (CRD# 7405690) is an Investment Advisor Representative working at Broadway Wealth Solutions in San Antonio, TX and has over 3 years of experience in the finance industry.
CRD# 3266677
Boynton Financial LLC
CRD# 2511275
S.b. Value Partners, LP
CRD# 5324995
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Broadway Wealth Solutions | San Antonio, TX | Jun 2021 - Current | 2 |
| Broadway Wealth Solutions, Inc. | San Antonio, TX | Jan 2021 - Current | 3 |
| Imperium Wealth Management | San Antonio, TX | Feb 2019 - Dec 2020 | 1 |
| Sa Promotions | San Antonio, TX | Oct 2018 - Nov 2018 | < 1 |
| Chase | San Antonio, TX | Dec 2017 - Oct 2018 | < 1 |
| Southern Glazer's Wine & Spirits | San Antonio, TX | Jan 2017 - Oct 2017 | < 1 |
| Texas State University - Math Dept | San Marcos, TX | Jan 2015 - Dec 2016 | 1 |
| A'gaci | San Marcos, TX | Aug 2014 - Nov 2014 | < 1 |
| Student | San Marcos, TX | Aug 2013 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2021 |
- TX
-
Total Assets Under Management251MILLIONS
-
Total Number of Accounts1,103ACCOUNTS
-
Average Account Value$227,357
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
TX
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