Andrew Rosner, financial advisor San Diego CA
90 score

Andrew Rosner

CRD Number: 6037941
Current Firm: Eqis Capital Management

Andrew Rosner (CRD# 6037941) is an Investment Advisor Representative working at Eqis Capital Management in San Diego, CA and has over 4 years of experience in the finance industry.

Similar Advisors
Thomas Blottenberger, financial advisor San Diego CA
Thomas E. Blottenberger
CRD# 5769283
Park Avenue Securities LLC
Score
106
Similar Advisors
Thomas Brenner, financial advisor San Diego CA
Thomas Brenner
CRD# 4458594
Nautilus Advisors LLC
Score
106
Similar Advisors
Mick Heyman, financial advisor San Diego CA
Mick Heyman
CRD# 2626240
Heyman Investment Counseling LLC
Score
103
Company Name Location Dates Years
Epstein And White Financial LLC San Diego, CA Feb 2016 - Current 1
Eqis Capital Management, Inc. San Rafael, CA Oct 2015 - Current 2
Axa Advisors, LLC New York, NY Jan 2013 - Oct 2015 2
Mml Investors Services LLC La Jolla, CA Nov 2012 - Jan 2013 < 1
Massmutual Life Insurance Company San Diego, CA Feb 2012 - Jan 2013 < 1
Ecolab San Diego, CA Feb 2010 - Mar 2012 2
Unemployed San Diego, CA Dec 2009 - Feb 2010 < 1
Purdue University West Lafayette, IN Aug 2009 - Dec 2009 < 1
Purdue University West Lafeyette, IN Aug 2005 - Dec 2009 4
Ecolab San Diego, CA Jun 2009 - Aug 2009 < 1
Purdue University West Lafayette, IN Aug 2008 - Jun 2009 < 1
San Diego County Regional Aiport Authority San Diego, CA May 2008 - Aug 2008 < 1
Purdue University West Lafayette, IN Jan 2008 - May 2008 < 1
Wachovia Securities Cincinnati, OH Jun 2007 - Aug 2007 < 1
Damon's Grill Stow, OH Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Andrew G. Rosner
Phone Number: 800-949-9936
Firm Website: http://www.eqis.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,670
    MILLIONS
  • Total Number of Accounts
    15,000
    ACCOUNTS
  • Average Account Value
    $111,300
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.

Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.