Andrew Rosner, financial advisor San Diego CA
90 score

Andrew Rosner

CRD Number: 6037941
Current Firm: Eqis Capital Management

Andrew Rosner (CRD# 6037941) is an Investment Advisor Representative working at Eqis Capital Management in San Diego, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Epstein And White Financial LLC San Diego, CA Feb 2016 - Current < 1
Eqis Capital Management, Inc. San Rafael, CA Oct 2015 - Current 1
Axa Advisors, LLC New York, NY Jan 2013 - Oct 2015 2
Mml Investors Services LLC La Jolla, CA Nov 2012 - Jan 2013 < 1
Massmutual Life Insurance Company San Diego, CA Feb 2012 - Jan 2013 < 1
Ecolab San Diego, CA Feb 2010 - Mar 2012 2
Unemployed San Diego, CA Dec 2009 - Feb 2010 < 1
Purdue University West Lafayette, IN Aug 2009 - Dec 2009 < 1
Purdue University West Lafeyette, IN Aug 2005 - Dec 2009 4
Ecolab San Diego, CA Jun 2009 - Aug 2009 < 1
Purdue University West Lafayette, IN Aug 2008 - Jun 2009 < 1
San Diego County Regional Aiport Authority San Diego, CA May 2008 - Aug 2008 < 1
Purdue University West Lafayette, IN Jan 2008 - May 2008 < 1
Wachovia Securities Cincinnati, OH Jun 2007 - Aug 2007 < 1
Damon's Grill Stow, OH Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Andrew G. Rosner
Phone Number: 800-949-9936
Firm Website: http://www.eqis.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,670
    MILLIONS
  • Total Number of Accounts
    15,000
    ACCOUNTS
  • Average Account Value
    $111,300
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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