Brandi Pugh, financial advisor San Diego CA
61 score

Brandi Pugh

CRD Number: 4470470
Current Firm: Kestra Private Wealth Services, LLC

Brandi Pugh (CRD# 4470470) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in San Diego, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Nfp Securities, Inc. San Diego, CA Feb 2014 - Current 2
Washington Wealth Management San Diego, CA Dec 2012 - Current 4
Lpl Financial San Diego, CA Feb 2014 - Feb 2014 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas, NV Oct 2009 - Dec 2012 3
Bank Of America, N.a. Phoenix, AZ Oct 2006 - Dec 2012 6
Banc Of America Investment Services, Inc. Phoenix, AZ Oct 2006 - Oct 2009 3
Stonehedge Financial Group Las Vegas, NV Feb 2003 - Oct 2006 3
Commonwealth Financial Network Waltham, MA Feb 2003 - Oct 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2007
S66 NASAA Uniform Combined State Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Brandi M. Pugh
Phone Number: 800-214-8341
Firm Website: http://washwm.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    926
    MILLIONS
  • Total Number of Accounts
    3,545
    ACCOUNTS
  • Average Account Value
    $261,243
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
61

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