Brandi PughCRD Number: 4470470
Current Firm: Kestra Private Wealth Services, LLC
Brandi Pugh (CRD# 4470470) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in San Diego, CA and has over 10 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
O'reilly Wealth Advisors
|Nfp Securities, Inc.||San Diego, CA||Feb 2014 - Current||3|
|Washington Wealth Management||San Diego, CA||Dec 2012 - Current||4|
|Lpl Financial||San Diego, CA||Feb 2014 - Feb 2014||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Las Vegas, NV||Oct 2009 - Dec 2012||3|
|Bank Of America, N.a.||Phoenix, AZ||Oct 2006 - Dec 2012||6|
|Banc Of America Investment Services, Inc.||Phoenix, AZ||Oct 2006 - Oct 2009||3|
|Stonehedge Financial Group||Las Vegas, NV||Feb 2003 - Oct 2006||3|
|Commonwealth Financial Network||Waltham, MA||Feb 2003 - Oct 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2007|
|S66||NASAA Uniform Combined State Law Examination||Mar 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Criminal Record
Total Assets Under Management926MILLIONS
Total Number of Accounts3,545ACCOUNTS
Average Account Value$261,243
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI, WV
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