Brian Fleming, financial advisor San Diego CA

Brian Fleming

CRD Number: 2671122
Current Firm: Zermatt Wealth Partners

Brian Fleming (CRD# 2671122) is an Investment Advisor Representative working at Zermatt Wealth Partners in San Diego, CA and has over 26 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Zermatt Wealth Partners, LLC San Diego, CA Jul 2021 - Current 1
Hayden Royal, LLC Charlotte, NC May 2020 - Jul 2021 1
Purshe Kaplan Sterling Investments Albany, NY Dec 2010 - May 2020 9
Rs Wealth Management Wrightsville Beach, NC Nov 2010 - May 2020 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1995
S65 NASAA Investment Advisors Law Examination Dec 1995
Contact Info for Brian P. Fleming
Phone Number: 619-491-0225
Registered State(s):
  • CA
  • NC
By the Numbers
  • Total Assets Under Management
    83
    MILLIONS
  • Total Number of Accounts
    504
    ACCOUNTS
  • Average Account Value
    $165,348
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, NC, OH, SC, TX, VA

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