Kathleen Lindquist
CRD Number: 4884198Current Firm: United Planners' Financial Services Of America A Limited Partner
Kathleen Lindquist (CRD# 4884198) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in San Diego, CA and has over 19 years of experience in the finance industry. Kathleen Lindquist has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wayne & Kathleen Lindquist Rental | Poway, CA | Feb 2022 - Current | 2 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale, AZ | Feb 2020 - Current | 4 |
| Kathleen Lucille Lindquist | San Diego, CA | Feb 2020 - Current | 4 |
| San Diego Wealth Management, LLC | San Diego, CA | Apr 2016 - Feb 2020 | 3 |
| Sagepoint Financial Services, Inc. | San Diego, CA | Feb 2016 - Feb 2020 | 4 |
| Commonwealth Financal Network | Waltham, MA | Jul 2010 - Feb 2016 | 5 |
| Financial Life Concepts | San Diego, CA | Nov 2009 - Feb 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2004 |
- CA
- TX
-
Total Assets Under Management9,326MILLIONS
-
Total Number of Accounts43,221ACCOUNTS
-
Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.