Phillip Di Rocco (CRD# 4797623) is an Investment Advisor Representative working at Sovran Advisors, LLC in San Diego, CA and has over 19 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks | El Segundo, CA | Feb 2024 - Current | < 1 |
| Sovran Advisors Llc - Crd 329415 | Costa Mesa, CA | Feb 2024 - Current | < 1 |
| Wealth 365 Advisors | Costa Mesa, CA | Mar 2023 - Current | 1 |
| Jd Community Homes, LLC | San Diego, CA | Feb 2021 - Current | 3 |
| Peter Green Insurance Agency, LLC | Costa Mesa, CA | Nov 2017 - Current | 6 |
| Mml Investors Services, LLC | Costa Mesa, CA | Mar 2017 - Feb 2024 | 6 |
| Massachusetts Mutual Life Insurance Company | Costa Mesa, CA | Jul 2016 - Feb 2024 | 7 |
| Metlife Securities, Inc. | Los Angeles, CA | Oct 2004 - Mar 2017 | 12 |
| Metropolitan Life Insurance Co | Los Angeles, CA | Oct 2004 - Jul 2016 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2005 |
- CA
- TX
-
Total Assets Under Management842MILLIONS
-
Total Number of Accounts3,480ACCOUNTS
-
Average Account Value$241,832
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
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