Robert Smith (CRD# 2833957) is an Investment Advisor Representative working at Sovran Advisors, LLC in San Diego, CA and has over 27 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | El Segundo, CA | Feb 2024 - Current | < 1 |
| Sovran Advisors Llc - Crd 329415 | Costa Mesa, CA | Feb 2024 - Current | < 1 |
| Go Fast Take Chances | Laguna Niguel, CA | Feb 2021 - Current | 3 |
| Omega Wealth Strategies | Costa Mesa, CA | Mar 2015 - Current | 9 |
| Mml Investors Services, LLC | Costa Mesa, CA | Mar 2017 - Feb 2024 | 6 |
| Massmutual Life Insurance Co | Costa Mesa, CA | Jul 2016 - Feb 2024 | 7 |
| Metlife Securities | Irvine, CA | Nov 2014 - Mar 2017 | 2 |
| Minnesota Life Insurance Company | St. Paul, MN | Jun 2009 - Nov 2014 | 5 |
| Securian Financial Services | St. Paul, MN | Jun 2009 - Nov 2014 | 5 |
| Tax And Financial | Newport Beach, CA | Jun 2009 - Nov 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management842MILLIONS
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Total Number of Accounts3,480ACCOUNTS
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Average Account Value$241,832
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