Svetlana Dumais (CRD# 7832047) is an Investment Advisor Representative working at W&s Brokerage Services, Inc. in San Diego, CA and has 1 year of experience in the finance industry.
CRD# 2946276
Lpl Financial LLC
CRD# 1563615
Ubs Financial Services Inc.
CRD# 2705314
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| W&s Brokerage Services, Inc. | San Diego, CA | Nov 2023 - Current | < 1 |
| Western Southern Life | San Diego, CA | Oct 2023 - Current | < 1 |
| Self Employed | Carlsbad, CA | Jul 2021 - Oct 2023 | 2 |
| Redfin | Carlsbad, CA | Jun 2020 - Jul 2021 | 1 |
| Unemployed | Carlsbad, CA | Apr 2020 - Jun 2020 | < 1 |
| Redfin | Carlsbad, CA | Feb 2020 - Apr 2020 | < 1 |
| Shafran Realty Grup | Carlsbad, CA | Jul 2019 - Feb 2020 | < 1 |
| Self Employed | Oceanside, CA | Dec 2018 - Jul 2019 | < 1 |
| Redfin | Carlsbad, CA | Dec 2017 - Dec 2018 | 1 |
| Unemployed | Oceansude, CA | Jul 2017 - Dec 2017 | < 1 |
| Self Employed | Gainesville, VA | Nov 2014 - Jul 2017 | 2 |
| Unemployed | Gainesville, VA | Oct 2008 - Nov 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2024 |
| S63 | Uniform Securities State Law Examination | Dec 2023 |
- CA
-
Total Assets Under Management123MILLIONS
-
Total Number of Accounts451ACCOUNTS
-
Average Account Value$272,427
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, DC, DE, FL, GA, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, NC, NM, NV, OH, PA, SC, TN, TX, VA, WI, WV
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