Thomas GreenCRD Number: 600844
Current Firm: Spirit Global Investments, Inc.
Thomas Green (CRD# 600844) is an Investment Advisor Representative working at Spirit Global Investments, Inc. in San Diego, CA and has over 40 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Spirit Global Investments, Inc.||San Diego, CA||Aug 2020 - Current||1|
|Wells Fargo Clearing Services, LLC||San Diego, CA||Nov 2016 - Aug 2020||3|
|Wells Fargo Advisors LLC||San Diego, CA||May 2009 - Nov 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1982|
|S65||NASAA Investment Advisors Law Examination||Jun 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management20MILLIONS
Total Number of Accounts20ACCOUNTS
Average Account Value$1,000,000
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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