Tom Lawson (CRD# 2344577) is an Investment Advisor Representative working at Client First Capital, LLC in San Diego, CA and has over 30 years of experience in the finance industry. Tom Lawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4903966
Western Wealth Management LLC
CRD# 5727391
Oneamerica Securities, Inc.
CRD# 3087085
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Client First Financial, LLC | San Diego, CA | Jul 2021 - Current | 2 |
| Charles Schwab & Company, Inc. | San Diego, CA | May 2020 - Jul 2021 | 1 |
| Charles Schwab Bank, Ssb | San Diego, CA | May 2020 - Jul 2021 | 1 |
| Usaa Investment Management Company | San Antonio, TX | Jan 2018 - May 2020 | 2 |
| Usaa Financial Advisors, Inc. | San Diego, CA | Aug 2012 - May 2020 | 7 |
| Usaa Financial Planning Services | San Diego, CA | Aug 2012 - May 2020 | 7 |
| Tom Lawson | Poway, CA | Nov 2012 - May 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management193MILLIONS
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Total Number of Accounts221ACCOUNTS
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Average Account Value$873,121
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, LA, NY, TX
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