David Rockman (CRD# 2346090) is an Investment Advisor Representative working at On Investment Management Co in San Francisco, CA and has over 30 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
Company Name | Location | Dates | Years |
---|---|---|---|
The On Investment Management Company | Cincinnati, OH | Jul 2003 - Current | 20 |
Embarcadero Financial Group | San Francisco, CA | Jun 2003 - Current | 21 |
The O.n. Equity Sales Company | San Franciso, CA | Oct 2002 - Current | 21 |
Ohio National Financial Services | Cincinnati, OH | Aug 2002 - Current | 21 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1993 |
S66 | NASAA Uniform Combined State Law Examination | Jun 2003 |
- CA
- HI
- ID
- IN
- MI
- OR
- VA
-
Total Assets Under Management2,195MILLIONS
-
Total Number of Accounts15,930ACCOUNTS
-
Average Account Value$137,818
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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