David Walther, financial advisor Novato CA

David Walther

CRD Number: 3181003
Current Firm: Northwestern Mutual Investment Services,llc

David Walther (CRD# 3181003) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Novato, CA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jun 2010 - Current 13
Northwestern Mutual Investment Services, LLC San Francisco, CA Nov 2006 - Current 17
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 1999 - Current 25
Northwestern Mutual Investment Services, LLC San Francisco, CA Mar 2007 - Mar 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S66 NASAA Uniform Combined State Law Examination Feb 2007
Contact Info for David C. Walther
Phone Number: 866-950-4644
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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