Fanny Guo, financial advisor San Francisco CA
96 score

Fanny Guo

CRD Number: 5410038
Current Firm: Mercer Global Advisors Inc.

Fanny Guo (CRD# 5410038) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in San Francisco, CA and has over 9 years of experience in the finance industry. Fanny Guo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mercer Global Advisors Inc. San Francisco, CA Sep 2015 - Current 1
Mercer Global Advisors Inc. San Francisco, CA Jun 2015 - Sep 2015 < 1
Axa Advisors, LLC New York, NY Apr 2013 - May 2015 2
Raymond James Financial Services San Francisco, CA Jul 2010 - Apr 2013 2
Raymond James Financial Services Advisors Inc. San Francisco, CA Jul 2010 - Apr 2013 2
Wachovia Securities, LLC San Francisco, CA Jan 2008 - Jul 2010 2
Wells Fargo Advisors LLC San Francisco, CA Jan 2008 - Jul 2010 2
Metlife Securities Inc. San Jose, CA Aug 2007 - Jan 2008 < 1
Unemployed San Francisco, CA Jun 2007 - Aug 2007 < 1
Inland Empire Utility Agency Rancho Cucamonga, CA Feb 2007 - Jun 2007 < 1
Uc Riverside Riverside, CA Sep 2003 - Jun 2007 3
Procali, Inc. Ontario, CA Oct 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Contact Info for Fanny Guo
Phone Number: (800) 258-1559
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,074
    MILLIONS
  • Total Number of Accounts
    18,595
    ACCOUNTS
  • Average Account Value
    $326,627
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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