Grace Apuy, financial advisor San Francisco CA

Grace Apuy

CRD Number: 4875674
Current Firm: Kayne Anderson Rudnick Investment Management, LLC

Grace Apuy (CRD# 4875674) is an Investment Advisor Representative working at Kayne Anderson Rudnick Investment Management, LLC in San Francisco, CA and has over 15 years of experience in the finance industry. Grace Apuy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Wealth & Tax Planners
Professional Designations
Company Name Location Dates Years
Kayne Anderson Rudnick Investment Management LLC San Francisco, CA Oct 2019 - Current 1
Vp Distributors LLC San Francisco, CA Oct 2019 - Current 1
Bny Mellon Menlo Park, CA Jan 2018 - Sep 2019 1
Vp Distributors Inc. Los Angeles, CA Jun 2011 - Dec 2017 6
Kayne Anderson Rudnick Investment Management, LLC Los Angeles, CA Mar 2011 - Dec 2017 6
Fidelity Brokerage Services LLC Woodland Hills, CA Oct 2004 - Mar 2011 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2005
Contact Info for Grace L. Apuy
Phone Number: 310-556-2721
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    33,006
    MILLIONS
  • Total Number of Accounts
    41,956
    ACCOUNTS
  • Average Account Value
    $786,691
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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