Heather Quintero (CRD# 6135757) is an Investment Advisor Representative working at Carter Financial, LLC in La Jolla, CA and has over 10 years of experience in the finance industry. Heather Quintero has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
Company Name | Location | Dates | Years |
---|---|---|---|
Carter Financial, LLC | San Diego, CA | Nov 2019 - Current | 4 |
Na | London, | Feb 2017 - Nov 2019 | 2 |
Wells Fargo Clearing Services, LLC | San Francisco, CA | Nov 2016 - Feb 2017 | < 1 |
Wells Fargo Advisors LLC | San Francisco, CA | Oct 2014 - Nov 2016 | 2 |
Clarity Wealth Advisors | San Jose, CA | Jul 2014 - Oct 2014 | < 1 |
Lpl Financial | La Jolla, CA | Nov 2012 - Jun 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2013 |
S65 | NASAA Investment Advisors Law Examination | Jul 2020 |
- CA
-
Total Assets Under Management223MILLIONS
-
Total Number of Accounts560ACCOUNTS
-
Average Account Value$398,620
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, CO, TX
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