Lana Xiao (CRD# 6602908) is an Investment Advisor Representative working at Svb Wealth in San Francisco, CA and has over 2 years of experience in the finance industry. Lana Xiao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5204248
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4332415
J.p. Morgan Securities LLC
CRD# 2222281
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Citizens Investor Services | Raleigh, NC | Dec 2023 - Current | < 1 |
| Svb Wealth LLC | San Francisco, CA | Apr 2022 - Current | 2 |
| Svb Investment Services Inc. | San Francisco, CA | Apr 2022 - Current | 2 |
| Silicon Valley Bank | San Francisco, CA | Jun 2021 - Mar 2023 | 1 |
| Svb Wealth Advisory | San Francisco, CA | Jun 2021 - Apr 2022 | < 1 |
| Summitry, LLC | Foster City, CA | Dec 2019 - Jun 2021 | 1 |
| Wells Fargo Private Bank | San Francisco, CA | Feb 2016 - Nov 2019 | 3 |
| First Republic Investment Management | San Francisco, CA | Jan 2014 - Jan 2016 | 2 |
| First Republic Securities Company, LLC | San Francisco, CA | Jan 2014 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2021 |
- CA
- NY
- TX
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Total Assets Under Management6,630MILLIONS
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Total Number of Accounts4,835ACCOUNTS
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Average Account Value$1,371,286
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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