Lindsey Swanson (CRD# 6256916) is an Investment Advisor Representative working at Brio Financial Group in San Francisco, CA and has over 7 years of experience in the finance industry. Lindsey Swanson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Brio Financial Group | San Francisco, CA | May 2023 - Current | < 1 |
Scoops Of Vanilla | Whitethorn, CA | Jul 2022 - Current | 1 |
Real Estate Wealth Planning | Sunset Valley, TX | Sep 2022 - May 2023 | < 1 |
Lindsey Swanson, LLC | Whitethorn, CA | Oct 2021 - May 2023 | 1 |
Origin Financial | San Francisco, CA | Jun 2021 - Jan 2022 | < 1 |
Great Lakes Investment Management | Whitethorn, CA | Apr 2021 - Jan 2022 | < 1 |
Brightscape Investment Centers, Inc. | Miami, FL | Aug 2020 - Apr 2021 | < 1 |
Releve Financial Group | Woodbury, MN | Oct 2018 - Aug 2020 | 1 |
Schultz Financial Group | Reno, NV | May 2018 - Oct 2018 | < 1 |
Tci Wealth Advisors | Reno, NV | Nov 2017 - Apr 2018 | < 1 |
Pittenger & Anderson Inc. | Lincoln, NE | May 2016 - Sep 2017 | 1 |
Norland International | Lincoln, NE | Jul 2014 - May 2016 | 1 |
Midlands Financial | Lincoln, NE | Sep 2013 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Sep 2016 |
- CA
-
Total Assets Under Management699MILLIONS
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Total Number of Accounts2,899ACCOUNTS
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Average Account Value$241,268
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, FL, GA, NC, NY, OR, TX, WA, WI
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