Louis Bergamo (CRD# 2170048) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in San Francisco, CA and has over 31 years of experience in the finance industry. Louis Bergamo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3262592
Captrust
CRD# 6424586
Global Retirement Partners LLC
CRD# 4105009
Lowery Thomas, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Advisors LLC | San Francisco, CA | Sep 2022 - Current | 1 |
First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Current | 3 |
First Allied Securities, Inc. | San Diego, CA | Nov 2017 - Sep 2022 | 4 |
First Allied Advisory Services, Inc. | San Diego, CA | Nov 2017 - Nov 2020 | 3 |
Wells Fargo Clearing Services, LLC | San Francisco, CA | Nov 2016 - Nov 2017 | 1 |
Wells Fargo Advisors LLC | San Francisco, CA | Jan 2011 - Nov 2016 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1993 |
S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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