Maria Aronoff (CRD# 2998377) is an Investment Advisor Representative working at City National Rochdale in New York, NY and has over 26 years of experience in the finance industry. Maria Aronoff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cnr Securities, LLC | Houston, TX | Apr 2023 - Current | 1 |
Eqis Capital Management, Inc. | San Rafael, CA | Sep 2019 - Mar 2023 | 3 |
Portsmouth Financial Services | San Francisco, CA | Jan 2021 - Dec 2022 | 1 |
Bank Of America, N.a. | Mill Valley, CA | Jun 2016 - Aug 2019 | 3 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley, CA | Mar 2016 - Aug 2019 | 3 |
Wells Fargo Bank | Mill Valley, CA | Feb 2016 - Mar 2016 | < 1 |
Pluritas LLC | Tiburon, CA | Jan 2004 - Feb 2016 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1998 |
S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
- CA
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Total Assets Under Management60,066MILLIONS
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Total Number of Accounts43,108ACCOUNTS
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Average Account Value$1,393,375
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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