Lisa Quach, financial advisor San Gabriel CA
93 score

Lisa Quach

CRD Number: 5496137
Current Firm: J.p. Morgan Securities LLC

Lisa Quach (CRD# 5496137) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Gabriel, CA and has over 8 years of experience in the finance industry. Lisa Quach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jp Morgan Securities LLC San Gabriel, CA Jul 2016 - Current < 1
Fidelity Investments Pasadena, CA Dec 2014 - Jul 2016 1
Bank Of America, N.a. Fullerton, CA Nov 2011 - Nov 2014 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fullerton, CA Sep 2011 - Nov 2014 3
Fidelity Investments San Francisco, CA Jan 2010 - Sep 2011 1
Citigroup Global Markets, Inc. Covina, CA Feb 2008 - Jan 2010 1
Bank Of America Monrovia, CA Mar 2007 - Feb 2008 < 1
Citigroup Global Markets, Inc. Covina, CA Apr 2006 - Mar 2007 < 1
University Of California Riverside Riverside, CA Sep 2003 - Dec 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Lisa Quach
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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