Alka Kumar (CRD# 4779057) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in San Jose, CA and has over 20 years of experience in the finance industry.
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
CRD# 2055289
Powering Your Retirement
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Boston, MA | Oct 2020 - Current | 3 |
| Bank Of America, N.a. | Cupertino, CA | May 2016 - Current | 7 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cupertino, CA | May 2016 - Sep 2020 | 4 |
| J.p. Morgan Securities LLC | Sunnyvale, CA | Oct 2012 - Apr 2016 | 3 |
| Wm Financial Services | Cupertino, CA | Mar 2004 - Apr 2016 | 12 |
| Washington Mutual | Cupertino, CA | Nov 1997 - Apr 2016 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2004 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2011 |
- CA
- TX
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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