Anthony Caruso (CRD# 6058056) is an Investment Advisor Representative working at Caruso Family Financial Advisors (cffa) LLC in San Jose, CA and has over 11 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lightpath Capital, Inc. | Southlake, TX | May 2021 - Current | 2 |
| Caruso Family Financial Advisors (cffa) LLC | San Jose, CA | Dec 2019 - Current | 4 |
| Whitehall-parker Securities, Inc. | San Jose, CA | Jan 2019 - Mar 2020 | 1 |
| Whitehall-parker Securities, Inc. | San Jose, CA | Jan 2019 - Dec 2019 | < 1 |
| The Taylor Advisory Group | Fresno, CA | Jul 2017 - Dec 2019 | 2 |
| One Source Health & Wealth | Fresno, CA | Feb 2017 - Jul 2017 | < 1 |
| Silicon Private Wealth, LLC | Fremont, CA | Sep 2016 - Dec 2016 | < 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Sep 2016 - Dec 2016 | < 1 |
| Silicon Private Wealth- Pks | Fremont, CA | Sep 2016 - Dec 2016 | < 1 |
| Bank Of America, N.a | San Jose, CA | Oct 2012 - Sep 2016 | 3 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | San Jose, CA | Apr 2012 - Sep 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management12MILLIONS
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Total Number of Accounts82ACCOUNTS
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Average Account Value$142,623
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA
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