Darren SpeightCRD Number: 5347461
Current Firm: Dfpg Investments, Inc.
Darren Speight (CRD# 5347461) is an Investment Advisor Representative working at Dfpg Investments, Inc. in San Jose, CA and has over 10 years of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Dfpg Investments, Inc.||South Jordan, UT||Dec 2015 - Current||1|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Dec 2015||3|
|First Allied Securities Inc.||San Jose, CA||Feb 2010 - Dec 2015||5|
|Metlife Securities Inc.||San Jose, CA||Jul 2007 - Feb 2010||2|
|Unemployed||Burlingame, CA||Jul 2006 - Jul 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management95MILLIONS
Total Number of Accounts1,154ACCOUNTS
Average Account Value$82,360
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, ID, KS, MA, MO, NE, NV, NY, TX, UT, VA, WA