Darren Speight, financial advisor San Jose CA
93 score

Darren Speight

CRD Number: 5347461
Current Firm: Dfpg Investments, Inc.

Darren Speight (CRD# 5347461) is an Investment Advisor Representative working at Dfpg Investments, Inc. in San Jose, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Dfpg Investments, Inc. South Jordan, UT Dec 2015 - Current 1
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Dec 2015 3
First Allied Securities Inc. San Jose, CA Feb 2010 - Dec 2015 5
Metlife Securities Inc. San Jose, CA Jul 2007 - Feb 2010 2
Unemployed Burlingame, CA Jul 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Darren P. Speight
Phone Number: 801-838-9999
Firm Website: http://www.dfpg.com/
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    95
    MILLIONS
  • Total Number of Accounts
    1,154
    ACCOUNTS
  • Average Account Value
    $82,360
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, ID, KS, MA, MO, NE, NV, NY, TX, UT, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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