Howard Cheng, financial advisor San Jose CA
93 score

Howard Cheng

CRD Number: 4561585
Current Firm: M Holdings Securities, Inc.

Howard Cheng (CRD# 4561585) is an Investment Advisor Representative working at M Holdings Securities, Inc. in San Jose, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
M Holdings Securities, Inc. Portland, OR Oct 2015 - Current 1
Wellspring Consulting San Jose, CA Jan 2005 - Current 11
Howard Cheng, Cpa Castro Valley, CA Oct 1994 - Current 22
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Oct 2015 2
Financial Network Investment Corporation El Segundo, CA Aug 2008 - Dec 2012 4
Pension Planners Securities Sacramento, CA Jun 2004 - Aug 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Oct 2004
Contact Info for Howard H. Cheng
Phone Number: 800-656-6960
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    958
    MILLIONS
  • Total Number of Accounts
    2,758
    ACCOUNTS
  • Average Account Value
    $347,441
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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