John Mispagel, financial advisor San Jose CA
96 score

John Mispagel

CRD Number: 862051
Current Firm: Wells Fargo Advisors, LLC

John Mispagel (CRD# 862051) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in San Jose, CA and has over 32 years of experience in the finance industry. John Mispagel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors LLC San Jose, CA May 2009 - Current 7
Foghorn Rest San Jose, CA Dec 1975 - Current 41
Wachovia Securities, LLC San Jose, CA Jan 2008 - May 2009 1
A.g. Edwards San Jose, CA May 1989 - Jan 2008 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
Contact Info for John T. Mispagel
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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