Roger Evans, financial advisor San Jose CA
89 score

Roger Evans

CRD Number: 6195693
Current Firm: Morgan Stanley

Roger Evans (CRD# 6195693) is an Investment Advisor Representative working at Morgan Stanley in San Jose, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley San Jose, CA May 2013 - Current 3
Pacific Advisors San Jose, CA Feb 2013 - May 2013 < 1
Unemployed Aptos, CA Oct 2012 - Feb 2013 < 1
Armada Group Santa Cruz, CA Feb 2012 - Oct 2012 < 1
Unemployed Santa Cruz, CA Jun 2011 - Feb 2012 < 1
Ucsb Goleta, CA Aug 2010 - Jun 2011 < 1
Student Aptos, CA Mar 2003 - Aug 2010 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
Contact Info for Roger A. Evans
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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