Ronald Guay (CRD# 6746496) is an Investment Advisor Representative working at Falcon Wealth Planning, Inc. in San Jose, CA and has over 7 years of experience in the finance industry. Ronald Guay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Falcon Wealth Planning, Inc. | San Jose, CA | Mar 2023 - Current | 1 |
Falcon Wealth Planning | San Jose, CA | Mar 2023 - Current | 1 |
Prosperity Capital Advisors, LLC | San Jose, CA | Aug 2021 - Mar 2023 | 1 |
Prosperity Capital Advisors | San Jose, CA | Aug 2021 - Feb 2023 | 1 |
Garrett Investment Advisors | Sunnyvale, CA | Aug 2018 - Jul 2021 | 2 |
Parsonex Advisory Services | Sunnyvale, CA | Feb 2017 - Aug 2018 | 1 |
Synchrony Financial | San Jose, CA | Jan 2006 - Jun 2018 | 12 |
Ge Capital | San Jose, CA | Dec 2005 - Jun 2018 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Feb 2017 |
- CA
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Total Assets Under Management826MILLIONS
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Total Number of Accounts4,424ACCOUNTS
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Average Account Value$186,670
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, IL, IN, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV
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