Robert Hather (CRD# 862855) is an Investment Advisor Representative working at Hather, Robert K in San Luis Obispo, CA and has over 39 years of experience in the finance industry.
CRD# 1633454
Lpl Financial LLC
CRD# 6342307
San Luis Wealth Advisors
CRD# 4781575
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robert K Hather | San Luis Obispo, CA | Jun 2006 - Current | 17 |
| Wachovia Securities, LLC | San Luis Obispo, CA | Jun 2003 - Current | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1985 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management12MILLIONS
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Total Number of Accounts11ACCOUNTS
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Average Account Value$1,082,053
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA
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