Christopher Thomas (CRD# 4306408) is an Investment Advisor Representative working at Align Wealth Management, LLC in San Jose, CA and has over 22 years of experience in the finance industry. Christopher Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Align Wealth Management, LLC | San Jose, CA | Sep 2022 - Current | 1 |
| Thomas & Company Cpa | San Jose, CA | Nov 1997 - Current | 26 |
| Vantage Wealth Management LLC | San Mateo, CA | Feb 2007 - Dec 2022 | 15 |
| Lpl Financial LLC | San Mateo, CA | Sep 2014 - Apr 2020 | 5 |
| Financial Telesis Inc. | San Rafael, CA | Apr 2014 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2001 |
- AZ
- CA
- TX
-
Total Assets Under Management81MILLIONS
-
Total Number of Accounts125ACCOUNTS
-
Average Account Value$647,151
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, TX
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