Enpo Tu, financial advisor San Mateo CA
89 score

Enpo Tu

CRD Number: 6246116
Current Firm: Axa Advisors, LLC

Enpo Tu (CRD# 6246116) is an Investment Advisor Representative working at Axa Advisors, LLC in San Mateo, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Sep 2013 - Current 4
Bank Of America Belmont, CA Dec 2012 - Aug 2013 < 1
Staples South San Francisco, CA Nov 2012 - Dec 2012 < 1
University Of California, Davis Davis, CA Sep 2009 - Dec 2012 3
Mcdonald's Davis, CA Mar 2011 - Jun 2011 < 1
Davis I.m. Sports Davis, CA Sep 2010 - Dec 2010 < 1
Dr. Elliston & Associates Burlingame, CA Sep 2008 - Sep 2009 1
Mills High School & Burlingame Intermediate Millbrae, CA Sep 2003 - Sep 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
S63 Uniform Securities State Law Examination Nov 2013
Contact Info for Enpo Tu
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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