Li Yang Lee (CRD# 5864546) is an Investment Advisor Representative working at Tlg Advisors, Inc. in San Mateo, CA and has over 13 years of experience in the finance industry.
CRD# 4105009
Lowery Thomas, LLC
CRD# 4301372
State Farm Investment Management Corp.
CRD# 4332415
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
The Leaders Group, Inc. | Littleton, CO | Oct 2020 - Current | 3 |
Quantum Ai Fin & Ins Agency | San Mateo, CA | Sep 2020 - Current | 3 |
Wfg | Mountain View, CA | May 2010 - Current | 14 |
Rental Property | Saratoga, CA | Oct 2005 - Current | 18 |
Ping An Group, Inc Ping An Insurance Center | El Monte, CA | Aug 2013 - Oct 2020 | 7 |
Aez Realty | Sunnyvale, CA | Sep 2011 - Oct 2020 | 9 |
Unemployed | San Mateo, CA | Jan 2012 - Sep 2020 | 8 |
Transamerica Financial Advisors, Inc. | Mountain View, CA | Jan 2012 - Oct 2018 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2011 |
S65 | NASAA Investment Advisors Law Examination | Aug 2011 |
- CA
-
Total Assets Under Management1,661MILLIONS
-
Total Number of Accounts5,935ACCOUNTS
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Average Account Value$279,920
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV, WY
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