Daniel McGovern, financial advisor San Rafael CA
96 score

Daniel McGovern

CRD Number: 3122260
Current Firm: Polaris Greystone Financial Group, LLC

Daniel McGovern (CRD# 3122260) is an Investment Advisor Representative working at Polaris Greystone Financial Group, LLC in San Rafael, CA and has over 17 years of experience in the finance industry. Daniel McGovern has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Polaris Greystone Financial Group, LLC San Rafael, CA Nov 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Jul 2010 - Nov 2015 5
Hsbc Bank (usa) N.a. Chatham, NJ Oct 2009 - Jun 2010 < 1
Hsbc Securities Chatham, NJ Oct 2009 - Jun 2010 < 1
Jpmorgan Chase Bank Na Chatham, NJ Jan 2009 - Oct 2009 < 1
Chase Investment Services Corp. Chatham, NJ Jan 2009 - Oct 2009 < 1
Jpmorgan Chase Chatham, NJ Dec 2008 - Oct 2009 < 1
Lord,abbett & Company LLC Jersey City, NJ Sep 2005 - Nov 2008 3
Lord Abbett Jersey City, NJ Aug 2005 - Nov 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1999
S65 NASAA Investment Advisors Law Examination Jan 2002
Contact Info for Daniel P. McGovern
Phone Number: 415-263-5600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    976
    MILLIONS
  • Total Number of Accounts
    2,842
    ACCOUNTS
  • Average Account Value
    $343,255
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AZ, CA, CO, DE, FL, HI, ID, IL, MI, MT, NC, NH, NV, OH, OR, TX, UT, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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