John Thiel (CRD# 6292141) is an Investment Advisor Representative working at Wealthspire Advisors in San Rafael, CA and has over 9 years of experience in the finance industry. John Thiel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Private Ocean | San Rafael, CA | Mar 2019 - Current | 5 |
Cambridge Investment Research, Inc. | Fairfield, IA | Dec 2015 - Feb 2019 | 3 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Dec 2015 - Feb 2019 | 3 |
Mml Investors Services LLC | Roseville, CA | Feb 2015 - Jan 2016 | < 1 |
Massmutual Life Insurance Company | Roseville, CA | Aug 2014 - Dec 2015 | 1 |
Northwestern Mutual | Sacramento, CA | Jan 2014 - Aug 2014 | < 1 |
California State University Sacramento | Sacramento, CA | Sep 2013 - May 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
- CA
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Total Assets Under Management2,819MILLIONS
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Total Number of Accounts944ACCOUNTS
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Average Account Value$2,986,586
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, ID, NV, NY, OR, TX, WA
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