Louis Dagen (CRD# 2176866) is an Investment Advisor Representative working at Auspicious Financial Planning, LLC in San Ramon, CA and has over 32 years of experience in the finance industry. Louis Dagen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Auspicious Financial, LLC | San Ramon, CA | Sep 2018 - Current | 5 |
| Louis I. Dagen, Cfp, Chfc, Wms, Cep | San Ramon, CA | Feb 2014 - Current | 10 |
| Raymond James Financial Services, Inc. | San Ramon, CA | Feb 2014 - Sep 2018 | 4 |
| Raymond James Financial Services Advisors Inc. | San Ramon, CA | Feb 2014 - Sep 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1992 |
- CA
- PA
- TX
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Total Assets Under Management235MILLIONS
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Total Number of Accounts600ACCOUNTS
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Average Account Value$391,867
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, GA, NY, PA, TX, WA
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