Richard Rodriguez, financial advisor San Ramon CA
90 score

Richard Rodriguez

CRD Number: 6002845
Current Firm: Msi Financial Services, Inc.

Richard Rodriguez (CRD# 6002845) is an Investment Advisor Representative working at Msi Financial Services, Inc. in San Ramon, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities Inc. San Jose, CA Nov 2011 - Current 5
Diamond Skills Camp Alameda, CA May 2010 - Current 6
Bladium Sport And Fitness Center Alameda, CA Nov 2010 - Sep 2011 < 1
California State University East Bay Hayward, CA Aug 2008 - Mar 2011 2
St Marys High School Berkeley, CA Aug 2008 - Jun 2010 1
Unemployed Roseville, CA May 2008 - Aug 2008 < 1
Admiral Baker Golf Course San Diego, CA Aug 2007 - May 2008 < 1
Grossmont College San Diego, CA Aug 2007 - May 2008 < 1
Del Paso Country Club Sacramento, CA Jun 2006 - Aug 2007 1
Sierra College Rocklin, CA Aug 2006 - May 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Richard M. Rodriguez
Phone Number: 800-638-8378
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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