Brandon Major, financial advisor Sandy UT
68 score

Brandon Major

CRD Number: 5288467
Current Firm: E*trade Capital Management, LLC

Brandon Major (CRD# 5288467) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Sandy, UT and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC Sandy, UT Jun 2015 - Current 1
E*trade Securities LLC Sandy, UT Jun 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Apr 2015 < 1
Morgan Stanley Smith Barney South Jordan, UT Aug 2012 - Apr 2015 2
H.d. Vest Investment Services West Jordan, UT Aug 2010 - Aug 2012 2
H.d. Vest Advisory Services West Jordan, UT Aug 2010 - Aug 2012 2
H.d.vest Insurance Agency West Jordan, UT Aug 2010 - Aug 2012 2
Major Tax & Accounting West Jordan, UT Jan 2008 - Jan 2012 4
E*trade Securities LLC Sandy, UT Jul 2009 - Oct 2009 < 1
Various Insurance Carriers For W&r Insurance Agencies Sandy, UT Jun 2008 - Jul 2009 1
Waddell & Reed, Inc. Salt Lake City, UT Jun 2008 - Jul 2009 1
Mml Investors Services Inc./intermountain Financial Mortgage Salt Lake City, UT Feb 2007 - May 2008 1
Discover Card Sandy, UT Dec 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2007
S65 NASAA Investment Advisors Law Examination Jul 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Brandon B. Major
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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