Conor Gum (CRD# 7021886) is an Investment Advisor Representative working at Diversify Advisory Services, LLC in Sandy, UT and has over 5 years of experience in the finance industry.
CRD# 2588720
Prudential Financial Planning Services
CRD# 1801853
Morgan Stanley
CRD# 6291844
The Caprock Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dfpg Investments, Inc. | Sandy, UT | Sep 2018 - Current | 5 |
| Serratelli Financial Group | Bethlehem, PA | Sep 2016 - Current | 7 |
| Lehigh University | Bethlehem, PA | Aug 2012 - Aug 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2018 |
- PA
-
Total Assets Under Management2,872MILLIONS
-
Total Number of Accounts13,027ACCOUNTS
-
Average Account Value$220,467
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AZ, CA, CO, DE, FL, HI, IL, MO, MT, ND, NJ, NY, OR, PA, SC, TX, UT, VA
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