Enrique TorresCRD Number: 5582378
Current Firm: Ameriprise Financial Services, Inc.
Enrique Torres (CRD# 5582378) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Sandy, UT and has over 9 years of experience in the finance industry.
Uma Financial Services Inc.
|Ameriprise Financial Services Inc.||Sandy, UT||Apr 2016 - Current||1|
|Hornor Townsend & Kent Inc.||Horsham, PA||Jun 2015 - Mar 2016||< 1|
|Penn Mutual Life Insurance Co||Horsham, PA||May 2015 - Mar 2016||< 1|
|Ameriprise Financial Services, Inc.||Sandy, UT||Jun 2012 - Jun 2015||3|
|Granite School District||Kearns, UT||Apr 2012 - Jun 2012||< 1|
|Transamerica Financial Advisors, Inc.||Draper, UT||Jan 2012 - Jun 2012||< 1|
|Wfg||Draper, UT||Oct 2008 - Jun 2012||3|
|Stone Hill National||Salt Lake City, UT||May 2011 - Jan 2012||< 1|
|Jackson Hewitt||Salt Lake City, UT||Dec 2010 - Jan 2012||1|
|World Group Securities||Draper, UT||Nov 2008 - Jan 2012||3|
|Investment Advisors International, Inc.||Draper, UT||Oct 2008 - Jan 2012||3|
|Qwest Communications||Salt Lake City, UT||Feb 2004 - Sep 2010||6|
|Farmers Financial Solutions||Salt Lake City, UT||Sep 2008 - Sep 2008||< 1|
|Farmers Insurance Group||Salt Lake City, UT||Jul 2008 - Sep 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.