Enrique TorresCRD Number: 5582378
Current Firm: Ameriprise Financial Services, Inc.
Enrique Torres (CRD# 5582378) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Sandy, UT and has over 8 years of experience in the finance industry.
Uma Financial Services Inc.
|Ameriprise Financial Services Inc.||Sandy, UT||Apr 2016 - Current||1|
|Hornor Townsend & Kent Inc.||Horsham, PA||Jun 2015 - Mar 2016||< 1|
|Penn Mutual Life Insurance Co||Horsham, PA||May 2015 - Mar 2016||< 1|
|Ameriprise Financial Services, Inc.||Sandy, UT||Jun 2012 - Jun 2015||3|
|Granite School District||Kearns, UT||Apr 2012 - Jun 2012||< 1|
|Transamerica Financial Advisors, Inc.||Draper, UT||Jan 2012 - Jun 2012||< 1|
|Wfg||Draper, UT||Oct 2008 - Jun 2012||3|
|Stone Hill National||Salt Lake City, UT||May 2011 - Jan 2012||< 1|
|Jackson Hewitt||Salt Lake City, UT||Dec 2010 - Jan 2012||1|
|World Group Securities||Draper, UT||Nov 2008 - Jan 2012||3|
|Investment Advisors International, Inc.||Draper, UT||Oct 2008 - Jan 2012||3|
|Qwest Communications||Salt Lake City, UT||Feb 2004 - Sep 2010||6|
|Farmers Financial Solutions||Salt Lake City, UT||Sep 2008 - Sep 2008||< 1|
|Farmers Insurance Group||Salt Lake City, UT||Jul 2008 - Sep 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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