Jose Garcia (CRD# 5963895) is an Investment Advisor Representative working at Morgan Stanley in Sandy, UT and has over 12 years of experience in the finance industry.
CRD# 6291844
The Caprock Group, LLC
CRD# 4482805
Diversify Advisory Services, LLC
CRD# 5620871
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley | Sandy, UT | Sep 2023 - Current | < 1 |
| Morgan Stanley | Sandy, UT | Sep 2023 - Current | < 1 |
| Morgan Stanley | Sandy, UT | Jan 2023 - Current | 1 |
| E*trade Securities LLC | Sandy, UT | Oct 2020 - Current | 3 |
| E*trade Capital Management LLC | Sandy, UT | Oct 2020 - Current | 3 |
| E*trade Capital Management LLC | Sandy, UT | May 2020 - Oct 2020 | < 1 |
| E*trade Securities LLC | Sandy, UT | May 2020 - Oct 2020 | < 1 |
| E*trade Securities LLC | Sandy, UT | Feb 2020 - May 2020 | < 1 |
| E*trade Capital Management LLC | Sandy, UT | Feb 2020 - May 2020 | < 1 |
| E*trade Securities LLC | Sandy, UT | Nov 2018 - Feb 2020 | 1 |
| E*trade Capital Management, LLC | Sandy, UT | Nov 2018 - Feb 2020 | 1 |
| E*trade Securities LLC | Sandy, UT | Mar 2017 - Nov 2018 | 1 |
| E*trade Capital Management LLC | Sandy, UT | Mar 2017 - Nov 2018 | 1 |
| E*trade Capital Management LLC | Sandy, UT | Jul 2015 - Mar 2017 | 1 |
| E*trade Securities LLC | Sandy, UT | Aug 2011 - Mar 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- TX
- UT
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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