Lawrence FinchCRD Number: 1339823
Current Firm: Ameriprise Financial Services, Inc.
Lawrence Finch (CRD# 1339823) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Sandy, UT and has over 32 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|American Express Financial Advisors Inc.||Midvale, UT||Jan 1985 - Current||32|
|Ids Life Insurance Company||Minneapolis, MN||Jan 1985 - Current||32|
|Paramount Beauty Supply||Salt Lake City, UT||Dec 1970 - Current||46|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
|S65||NASAA Investment Advisors Law Examination||Nov 1993|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV