Robert BartonCRD Number: 5986315
Current Firm: E*trade Capital Management, LLC
Robert Barton (CRD# 5986315) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Sandy, UT and has over 5 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|E*trade Capital Management||Sandy, UT||Jul 2013 - Current||3|
|E*trade Securities LLC||Sandy, UT||Oct 2011 - Current||5|
|Divesified Ophthalmics, Inc.||Salt Lake City, UT||Dec 2010 - Oct 2011||< 1|
|Unemployed||Draper, UT||Sep 2010 - Dec 2010||< 1|
|Waterford Institute||Salt Lake City, UT||Jan 2010 - Aug 2010||< 1|
|Axonix Corporation||Salt Lake City, UT||Nov 2007 - Dec 2009||2|
|Investools, Inc.||Draper, UT||Oct 2005 - Oct 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV