Alvin Moore, financial advisor Santa Barbara CA
87 score

Alvin Moore

CRD Number: 1163038
Current Firm: Dunvegan Associates Inc.

Alvin Moore (CRD# 1163038) is an Investment Advisor Representative working at Dunvegan Associates Inc. in Santa Barbara, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Dunvegan Associates, Inc. New York, NY Nov 1974 - Current 43
Sylva Partners, Lp. New York, NY Feb 1972 - Current 46
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2017
Contact Info for Alvin C. Moore
Phone Number: 805-969-5432
Firm Website: http://dunvegan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    24
    MILLIONS
  • Total Number of Accounts
    6
    ACCOUNTS
  • Average Account Value
    $4,030,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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BADGES
87
Clean Record
This advisor has a clean track record with regulators.

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