Douglas BirchCRD Number: 5052024
Current Firm: Concourse Financial Group Advisors
Douglas Birch (CRD# 5052024) is an Investment Advisor Representative working at Concourse Financial Group Advisors in Santa Barbara, CA and has over 16 years of experience in the finance industry. Douglas Birch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wells Fargo Clearing Services, LLC
Unionbanc Investment Services, LLC
Planmember Securities Corporation
|Proequities, Inc.||Santa Barbara, CA||Oct 2005 - Current||16|
|(dba) Retirement Security, Inc.||Santa Barbara, CA||Sep 2005 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2005|
|S65||NASAA Investment Advisors Law Examination||Feb 2006|
Total Assets Under Management4,395MILLIONS
Total Number of Accounts22,138ACCOUNTS
Average Account Value$198,549
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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