Johan Frisell (CRD# 3002232) is an Investment Advisor Representative working at Capital Wealth Strategies, LLC in Santa Barbara, CA and has over 26 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Wealth Strategies LLC | Santa Barbara, CA | Dec 2012 - Current | 11 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Aug 2006 - May 2016 | 9 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Aug 2006 - May 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1998 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management46MILLIONS
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Total Number of Accounts110ACCOUNTS
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Average Account Value$418,182
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA
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