Michael Uyemura, financial advisor Santa Barbara CA
90 score

Michael Uyemura

CRD Number: 6040028
Current Firm: Mercer Global Advisors Inc.

Michael Uyemura (CRD# 6040028) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in Santa Barbara, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mercer Global Advisors Inc. Santa Barbara, CA Mar 2016 - Current < 1
Mercer Global Advisors. Inc. Santa Barbara, CA Jan 2014 - Mar 2016 2
Creighton University Omaha, NE Aug 2013 - May 2015 1
Bank Of America, N.a. Ontario, CA Jan 2013 - Jul 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ontario, CA Oct 2012 - Jul 2013 < 1
Financial West Group Westlake Village, CA Jul 2012 - Oct 2012 < 1
Butorac Wealth Management Los Angeles, CA Mar 2012 - Sep 2012 < 1
Self-employed Pomona, CA Feb 2009 - Jun 2012 3
Uyemura Fitness Los Angeles, CA Feb 2009 - Jun 2012 3
Self-employed La Crescenta, CA Jun 2002 - Mar 2012 9
Big 5 Glendale, CA Mar 2011 - Nov 2011 < 1
Big 5 Sporting Goods Glendale, CA Mar 2011 - Oct 2011 < 1
24 Hour Fitness Altadena, CA Sep 2010 - Mar 2011 < 1
University Of California, Santa Barbara Santa Barbara, CA Sep 2008 - Jun 2010 1
Puppy Playhouse La Crescenta, CA Jun 2005 - Sep 2008 3
Self-employed La Crescenta, CA Jun 2001 - Jun 2008 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Michael K. Uyemura
Phone Number: (800) 258-1559
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,074
    MILLIONS
  • Total Number of Accounts
    18,595
    ACCOUNTS
  • Average Account Value
    $326,627
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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