Albert Law (CRD# 2623716) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Santa Clara, CA and has over 28 years of experience in the finance industry.
CRD# 4586809
Cetera Investment Advisers LLC
CRD# 1997502
Ameriprise Financial Services, LLC
CRD# 4417606
Bailard, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dream Builder Financial | Santa Clara, CA | May 2020 - Current | 4 |
| Silicon Valley Enterprise Inc. | Santa Clara, CA | Sep 2017 - Current | 6 |
| Transamerica Financial Advisors, Inc. | Santa Clara, CA | Jan 2012 - Current | 12 |
| Matrix Group Insurance Agency | Santa Clara, CA | Sep 2006 - Current | 17 |
| Wfg | Santa Clara, CA | Jun 2001 - Current | 22 |
| Iai | Santa Clara, CA | Aug 2006 - Jun 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1995 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2006 |
- CA
- TX
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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