Kelly SoriaCRD Number: 5428001
Current Firm: Foothill Securities, Inc.
Kelly Soria (CRD# 5428001) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 8 years of experience in the finance industry. Kelly Soria has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Insurance Sales, Kelly A. Soria||Santa Rosa, CA||Jan 2012 - Current||5|
|Foothill Securities, Inc.||Santa Rosa, CA||Sep 2007 - Current||10|
|Wells Fargo Center For Arts||Santa Rosa, CA||Feb 2004 - Sep 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Total Assets Under Management1,158MILLIONS
Total Number of Accounts6,953ACCOUNTS
Average Account Value$166,522
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AZ, CA, CO, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, TN, TX, UT, WA, WI