Carl Luff (CRD# 1475709) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Santa Fe, NM and has over 37 years of experience in the finance industry.
CRD# 2908751
Cetera Investment Advisers LLC
CRD# 2603603
Thornburg Investment Management Inc.
CRD# 2843680
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | Santa Fe, NM | Jan 2009 - Current | 15 |
| White & Luff Financial, Inc. | Santa Fe, NM | Nov 1998 - Current | 25 |
| Raymond James Financial Services, Inc. | Santa Fe, NM | Apr 1998 - Current | 26 |
| Casa Sombra Condo Assoc. | Santa Fe, NM | Nov 1998 - Sep 2018 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1986 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2005 |
- NM
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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